Series Llc: Where Angels Fear To Tread

There's a lot of talk about Series LLCs. More andtwo properties.) Many people prefer series LLCs
more people are wondering if they're a smartbecause at first glance they appear to be cheaper
idea. The short answer is that they aren't - theyto set up. However, this assumption is false. It's
haven't been tested, giving them limitedactually more complicated to set up a series LLC,
applications if they have any at all.making it more expensive than the basic type. In
First, some background. LLCs alone are anCalifornia you might find a series LLC appealing
excellent structure for many different uses. Forbecause the Franchise Tax Board charges an
instance, they work well as a method of holdingannual fee of eight hundred dollars for each entity.
high dollar assets like real estate. If you ownMany people think that setting up a single series
commercial or rental property, it's important thatLLC means paying only one fee in California.
you hold title to that property in an entity. If thisHowever, the Franchise Tax Board takes the
entity (most likely an LLC) is run and managedposition that each series counts as its own LLC
properly, it can protect you from any personalfor fee purposes, meaning you'll have to pay the
liability.same whether you set assets up in series or in
Many people own a number of differenttheir own separate LLCs.
investment properties. They want to protect bothThe biggest problem with series LLCs is that
their investments and themselves by placing themmany states (including California) don't have series
into one or more LLCs. The task then is scenario,legislation and may choose to ignore the laws of
every investment is held under a different LLC.the state where the series was created. That's
That's not a popular answer for people who havebecause you're subject to their rules when doing
lots of investments, but it's built on soundbusiness in their state. The example of the
reasoning. Think of LLCs as giant shoeboxes. Asattitude of the California Franchise Tax Board
many investment items as you like can be placedapplies to fees, but liability protection is also an
inside, but they're all at risk if something happensissue. Since series LLCs are so new they've never
to the box. If a lawsuit happens, everybeen tested by courts, even in the states that
investment you've placed into that LLC will be inpermit them. That means there's no guarantee
danger.that limited liability protection will be extended to
The solution is to separate your investments.each series until every state rules on the subject.
Ideally, you should use a separate LLC for eachIt's hard to see how a court would choose to
one. If you can't, be sure to examine the equitygrant this kind of protection inside one entity, and
you have at stake in every investment along withonly time will tell if courts will do this. But do you
its liability potential. Then group them in LLCswant this type of uncertainty when you are
accordingly. As an example, it's not a good idea totrying to protect your assets?
include a single family beach front rental in Maui inAgain, one should be concerned about how series
the same LLC as a duplex on the wrong side ofLLCs will be treated by the states that don't have
town. You may have several thousand dollars oflaws permitting them. If you set up a series LLC
equity stored in the house on Maui, which is placedin Nevada then register it as a foreign entity
at risk by including it in the same LLC as theconducting business in the state of Massachusetts,
rough edged duplex. Keep them separate.each series in the LLC own a separate piece of
However, if you own three single family homes inproperty. If there's a lawsuit in regards to one of
Idaho, each within about twenty thousand dollarsthese properties you can't be sure that the
of equity, you might feel that placing themMassachusetts court will honor the series
together is an acceptable risk. But thatstructure of the LLC, applying Nevada's law to the
segregation strategy can get expensive.real estate and activities that are located in
If you have ten properties, using ten differentMassachusetts. If they do, the claimant can collect
LLCs might seem confusing and costly. Seriesonly against the property in that series. If they
LLCs seem to provide a solution as statutes indon't, the claimant can collect against the
certain states allow you to create separate seriesproperties in other series as well. States are
within a single LLC, the debts and liabilities of whichexpected to give full faith and credit to legislation
are only enforceable against that series. Theseof other states, but the answer is uncertain.
laws allow LLCs to establish separate series ofExceptions do happen. It is also important to note
interests, members and managers, giving themthat the American Bar Association did a review of
separate duties, powers and rights. Those includeseries LLCs and declined to endorse them. You
the rights to profits and losses with respect tocan be certain that future court cases will take
specific property and obligations. In states thatnote of this development.
have this kind of enabling legislation, each seriesSince the laws about creating series LLCs are
within the LLC works as a separate entity underdifferent in every state that permits them, it
state law. This is why many people are attractedmight take a long time before enough case law is
to series LLCs - they theoretically have the abilityaccumulated to give us any level of comfort
to shield property in different series from liabilitiesabout using them. If you want to make sure your
incurred in or against one another without payingassets have good, solid protection, it's a much
state fees for multiple entities. This means that anbetter idea to avoid corporate structures that
LLC containing two properties can choose to placedon't provide reliable protection. Avoid series LLCs
each into a separate series, so that liabilities fromas a form of protection until a definitive case law
one can't cause problems with the assets of theis established and rely instead on known, tested
other. (Remember the same effect can beentities such as individual LLCs.
created using two different LLCs to hold these